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Erin Lyn Alves

Tiaa-Cref Individual & Institutional Services, LLC

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About Erin Lyn Alves

Erin Alves is a registered investment advisor representative and currently works for Tiaa-Cref Individual & Institutional Services, LLC, which is based in Providence, Rhode Island. Erin has been in the industry since 2012 and has a variety of licenses, including Series 6, 7, 63, and 65. Prior to joining Tiaa-Cref, Erin was employed by several other firms including Morgan Stanley, Oppenheimer & Co. Inc., and MML Investors Services, LLC.

Firm Information

Erin Alves is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Erin Alves’s Registration & Firm History

RI

10/28/2022 - Present

Tiaa-Cref Individual & Institutional Services, LLC (PROVIDENCE RI)

RI

11/10/2021 - 10/19/2022

MORGAN STANLEY (Providence RI)

RI

03/01/2021 - 09/10/2021

OPPENHEIMER & CO. INC. (PROVIDENCE RI)

RI

06/08/2016 - 11/13/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PROVIDENCE RI)

RI

09/16/2015 - 05/05/2016

MML INVESTORS SERVICES, LLC (WARWICK RI)

RI

10/02/2012 - 09/03/2015

NYLIFE SECURITIES LLC (PROVIDENCE RI)

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Licenses & Designations

IA

Issued 08/05/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/02/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2016

Series 7 - General Securities Representative Examination

BC

Issued 10/01/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Erin Lyn Alves. Review regulatory record here.
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