Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Shumway is a registered representative with Fis Brokerage & Securities Services LLC. She is a Series 7, Series 24, Series 63, Series 99TO, Series 14 and SIE licensed professional and is registered in Illinois. Erin's professional career began in 2017. She has a strong background in the securities industry and is committed to providing her clients with exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
08/08/2017 - Present
FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)
BC
Issued 10/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/27/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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