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Erin Kathleen Stastny

Stifel, Nicolaus & Company, Inc.

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About Erin Kathleen Stastny

Erin Kathleen Stastny is a financial advisor with over 28 years of experience in the financial services industry. Erin is currently registered with Stifel, Nicolaus & Company, Inc., and has previously been affiliated with Miller Johnson Steichen Kinnard, Inc., Feltl & Company, RBC Dain Rauscher Inc., and John G. Kinnard and Company, Incorporated. Erin holds the Series 7, 55, 57TO, and SIE licenses. Erin is also licensed in Minnesota. Erin is a dedicated professional committed to providing comprehensive financial advice and guidance to clients.

Firm Information

Erin Stastny is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Erin Stastny’s Registration & Firm History

MN

01/03/2007 - Present

Stifel, Nicolaus & Company, Inc. (GOLDEN VALLEY MN)

MN

05/03/2004 - 12/31/2006

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

MN

09/15/2003 - 04/23/2004

FELTL & COMPANY (PLYMOUTH MN)

NY

05/30/2002 - 08/15/2003

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MN

01/01/2001 - 05/29/2002

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

MN

12/12/2000 - 01/01/2001

JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)

MN

05/31/1994 - 01/01/2001

MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 09/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/27/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Erin Kathleen Stastny.
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