Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin K Wade is a financial advisor with Nations Financial Group, Inc. based in LITTLETON, CO. Erin has been working in the financial services industry since 1992. Erin has Series 7, Series 3, and Series 63 licenses and holds the SIE certification. Erin's previous roles include RBC DAIN RAUSCHER INC., U.S. BANCORP PIPER JAFFRAY INC., SALOMON SMITH BARNEY INC. and Lehman Brothers Inc. Erin specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/02/2021 - Present
Nations Financial Group, Inc. (LITTLETON CO)
NY
05/16/2001 - 05/20/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
06/07/2000 - 05/18/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
11/08/1999 - 06/08/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/31/1993 - 08/11/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
01/15/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
04/22/1992 - 01/27/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 06/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/09/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1995
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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