Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Jane Neil is an investment advisor representative with Pacific Wealth Strategies Group, Inc. Erin has been in the industry since 1998 and has held several registrations with different firms. Erin holds several licenses, including Series 63, 65, and 66, as well as Series 4, 9, 10, and 24. Erin is registered to provide investment advice in California. Erin's previous employment includes First Allied Securities, Inc., AFA Financial Group, LLC, TD Waterhouse Investor Services, Inc., Charles Schwab & Co., Inc. and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/14/2007 - Present
Pacific Wealth Strategies Group, Inc. (SANTA BARBARA CA)
CA
05/24/2007 - 06/01/2022
FIRST ALLIED SECURITIES, INC. (SANTA BARBARA CA)
CA
02/28/2007 - 05/01/2007
AFA FINANCIAL GROUP, LLC (CALABASAS CA)
CA
09/26/2005 - 02/14/2007
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
NE
01/30/2004 - 08/25/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
07/31/1999 - 03/19/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
04/06/1998 - 08/27/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 08/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/2008
Series 24 - General Securities Principal Examination
BC
Issued 07/18/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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