Unclaimed
Erin Hooten is a financial advisor with Farmers Financial Solutions, LLC, based in Westlake Village, CA. Erin is a registered representative and has been in the industry since 2005. Erin has a wide range of experience in the financial services industry, including experience with CETERA ADVISOR NETWORKS LLC, ESSEX NATIONAL SECURITIES, LLC, MULTI-FINANCIAL SECURITIES CORPORATION, and LEGACY FINANCIAL SERVICES, INC. Erin holds Series 4, 7, 24, 31, 52TO and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/19/2021 - Present
Farmers Financial Solutions, LLC (Westlake Village CA)
CA
10/30/2015 - 10/08/2021
CETERA ADVISOR NETWORKS LLC (CONCORD CA)
CA
10/22/2014 - 11/11/2015
ESSEX NATIONAL SECURITIES, LLC (NAPA CA)
CA
09/17/2007 - 10/23/2014
CETERA ADVISOR NETWORKS LLC (CONCORD CA)
CA
07/18/2007 - 09/17/2007
MULTI-FINANCIAL SECURITIES CORPORATION (PETALUMA CA)
TX
04/28/2006 - 07/18/2007
LEGACY FINANCIAL SERVICES, INC. (WACO TX)
NY
09/02/2005 - 04/25/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2007
Series 4 - Registered Options Principal Examination
BC
Issued 01/10/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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