Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Rathman is a registered representative with Fidelity Brokerage Services LLC. Erin has been in the securities industry since 2011. Erin is licensed to sell securities in Kentucky, Massachusetts, Ohio, Texas, and Utah. Erin has a Series 7, Series 9, Series 10, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
05/20/2011 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 05/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/16/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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