Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Elizabeth Kasik is an investment advisor representative at Rockefeller Financial LLC and Rockefeller Capital Management. Erin has been working in the financial services industry since August 29, 2012. Erin holds a Series 7, 9, 10, 24, 63, 65, 99TO, and SIE license. Erin is registered in 52 states and the District of Columbia. Erin specializes in providing financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
02/27/2023 - Present
Rockefeller Financial LLC (Chicago IL)
IL
05/21/2019 - 10/15/2020
CHARLES SCHWAB & CO., INC. (Chicago IL)
IL
10/23/2017 - 05/07/2019
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
07/07/2015 - 10/12/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
IL
10/09/2012 - 07/07/2015
STERNE, AGEE & LEACH, INC. (CHICAGO IL)
IL
08/07/2012 - 10/08/2012
ADVANCED EQUITIES, INC. (CHICAGO IL)
IA
Issued 02/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2018
Series 4 - Registered Options Principal Examination
BC
Issued 06/22/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 03/28/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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