Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Elizabeth Hickey is a registered representative with Marex Capital Markets Inc. Erin is a registered representative in California. Erin has been working in the securities industry since January 16, 2013. Erin has passed the Series 63, Series 7, Series 24 and SIE exams. Erin was previously employed with PERSHING LLC, MORGAN STANLEY & CO. LLC and BANC OF AMERICA SPECIALIST, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/21/2024 - Present
Marex Capital Markets Inc. (SAN FRANCISCO CA)
CA
12/11/2017 - 03/13/2024
PERSHING LLC (Los Angeles CA)
NY
08/14/2008 - 05/06/2013
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
05/25/2005 - 08/01/2005
BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)
BC
Issued 03/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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