Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin Elizabeth Darby is a financial professional with over a decade of experience in the financial services industry. Erin has held various roles at several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BBVA Securities Inc., and currently at BOK Financial Securities, Inc.. Erin is licensed to provide investment advice in the state of Oklahoma and holds several professional designations, including Series 7, 63, 65, 24, 53, 10, 9, 4, and 52TO. Erin's primary focus is on providing financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
05/03/2022 - Present
BOK Financial Securities, Inc. (Tulsa OK)
TX
02/05/2020 - 04/11/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
TX
05/16/2013 - 06/28/2018
BBVA SECURITIES INC. (AUSTIN TX)
TX
02/28/2013 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (AUSTIN TX)
TX
03/24/2011 - 11/29/2012
NFP SECURITIES, INC. (AUSTIN TX)
TX
12/04/2008 - 12/06/2010
SCOTTRADE, INC. (AUSTIN TX)
IA
Issued 10/10/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/11/2020
Series 4 - Registered Options Principal Examination
BC
Issued 03/04/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/28/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 06/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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