Unclaimed
Erin Douglas Nelson is a financial advisor with Foreside Fund Services, LLC. Erin is registered to provide investment advice in 52 states and the District of Columbia. Erin has been in the financial industry since 2019 and has held positions at Transamerica Capital, Inc., ALPS Distributors, Inc., and ALPS Portfolio Solutions Distributor, Inc. Erin holds a Series 7, Series 24, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/13/2021 - Present
Foreside Fund Services, LLC (Broomfield CO)
CO
10/07/2019 - 11/01/2021
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
01/21/2019 - 09/04/2019
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
01/15/2019 - 01/21/2019
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)
BC
Issued 05/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/16/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2019
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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