Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erin? Claim Your ProfileErin O'Grady is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Erin has been in the securities industry for over 20 years. Previously Erin worked for Morgan Stanley Smith Barney, Citigroup Global Markets Inc. Erin is currently registered with the states of New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/01/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GARDEN CITY NY)
NY
06/01/2009 - 10/29/2010
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
NY
01/05/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
NY
10/05/2005 - 01/10/2006
PFIC SECURITIES CORPORATION (ROSLYN NY)
TX
04/26/2004 - 10/05/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TN
01/29/2002 - 04/26/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
MA
02/09/2000 - 05/18/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
BC
Issued 07/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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