Unclaimed
Erin Christine Harcourt is a financial advisor located in Concord, California. Erin is registered with Assetmark Brokerage, LLC and has been in the industry since June 2020. Erin has passed the Series 63, Series 7 and SIE exams. Prior to joining Assetmark Brokerage, LLC, Erin was employed by Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/14/2021 - Present
Assetmark Brokerage, LLC (CONCORD CA)
WA
06/17/2020 - 06/01/2021
EQUITABLE ADVISORS, LLC (BELLEVUE WA)
BC
Issued 05/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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