Unclaimed
Erin Carrie Johnson is a financial advisor with Valic Financial Advisors, Inc. Erin has been in the financial services industry since June 8, 2008. Erin is registered with FINRA and holds Series 6, 7TO, 63 and 65 licenses. Erin is also a Certified Financial Planner. Erin is licensed to provide financial services in the states of Arizona, California, Colorado, Florida, Michigan, Missouri, Nevada, South Carolina, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/14/2021 - Present
Valic Financial Advisors, Inc. (ROSEVILLE CA)
OH
01/01/2009 - 10/01/2012
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
BC
Issued 02/19/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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