Unclaimed
Erin Moriarty is a financial advisor with VP Distributors LLC. Erin is licensed in California and holds the Series 6, Series 63, and SIE licenses. Erin has been a licensed securities professional since 2011. Erin was previously registered with EF Legacy Securities, LLC and Sanders Morris Harris LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/05/2018 - Present
VP Distributors LLC (LOS ANGELES CA)
CA
04/22/2016 - 10/25/2017
EF LEGACY SECURITIES, LLC (EL SEGUNDO CA)
CA
11/15/2010 - 04/22/2016
SANDERS MORRIS HARRIS LLC (CENTURY CITY CA)
BC
Issued 07/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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