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Erin Aubrey Ward

Robinhood Financial, LLC

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About Erin Aubrey Ward

Erin Aubrey Ward is a financial professional with over 4 years of experience in the financial services industry. Erin has a Series 7, Series 63, Series 9, and SIE licenses. Erin currently works for Robinhood Financial, LLC, a brokerage firm, and Robinhood Securities, LLC, also a brokerage firm. Prior to this, Erin also worked at Robinhood Financial, LLC. Erin is registered in 53 states and has a strong track record of success in the financial services industry.

Firm Information

Erin Ward is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erin Ward’s Registration & Firm History

FL

01/08/2024 - Present

Robinhood Financial, LLC (Lake Mary FL)

FL

01/13/2020 - 12/15/2022

ROBINHOOD FINANCIAL, LLC (Lake Mary FL)

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Licenses & Designations

BC

Issued 02/13/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/20/2021

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/30/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Erin Aubrey Ward.
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