Unclaimed
Erin Morano is a financial advisor with over 20 years of experience in the industry. Erin is currently registered with Ladenburg Thalmann & Co. Inc. and Osaic Wealth, Inc. Erin has a broad range of experience and holds the Series 7, Series 24, Series 52, Series 53, and Series 99TO licenses. Erin is licensed in Arizona, Georgia, Minnesota, New Jersey, and New York. Erin has previously worked for several firms including TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., FSC SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., VALIC FINANCIAL ADVISORS, INC., ADVANTAGE CAPITAL CORPORATION, and AMERICAN GENERAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/02/2022 - Present
Ladenburg Thalmann & Co. Inc. (New York NY)
GA
09/21/2021 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
09/21/2021 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
05/17/2013 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NY
05/07/2008 - 11/03/2023
FSC SECURITIES CORPORATION (NEW YORK NY)
AZ
05/07/2008 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
TX
03/20/2013 - 04/29/2016
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
NY
05/07/2008 - 03/03/2009
ADVANTAGE CAPITAL CORPORATION (NEW YORK NY)
AZ
05/07/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
BC
Issued 12/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/05/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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