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Erin Ann Morano

Ladenburg Thalmann & Co. Inc.

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About Erin Ann Morano

Erin Morano is a financial advisor with over 20 years of experience in the industry. Erin is currently registered with Ladenburg Thalmann & Co. Inc. and Osaic Wealth, Inc. Erin has a broad range of experience and holds the Series 7, Series 24, Series 52, Series 53, and Series 99TO licenses. Erin is licensed in Arizona, Georgia, Minnesota, New Jersey, and New York. Erin has previously worked for several firms including TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., FSC SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., VALIC FINANCIAL ADVISORS, INC., ADVANTAGE CAPITAL CORPORATION, and AMERICAN GENERAL SECURITIES INCORPORATED.

Firm Information

Erin Morano is currently registered with Ladenburg Thalmann & Co. Inc.. Ladenburg Thalmann & Co. Inc. is a Corporation formed on December 3, 1971. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 36 regulatory events and 14 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erin Morano’s Registration & Firm History

NY

06/02/2022 - Present

Ladenburg Thalmann & Co. Inc. (New York NY)

GA

09/21/2021 - 08/23/2024

TRIAD ADVISORS LLC (ATLANTA GA)

NE

09/21/2021 - 06/14/2024

SECURITIES AMERICA, INC. (LAVISTA NE)

MN

05/17/2013 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

NY

05/07/2008 - 11/03/2023

FSC SECURITIES CORPORATION (NEW YORK NY)

AZ

05/07/2008 - 09/01/2023

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

TX

03/20/2013 - 04/29/2016

VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)

NY

05/07/2008 - 03/03/2009

ADVANTAGE CAPITAL CORPORATION (NEW YORK NY)

AZ

05/07/2008 - 10/29/2008

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

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Licenses & Designations

BC

Issued 12/12/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/05/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Erin Ann Morano.
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