Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erika? Claim Your ProfileErika Yancy is a financial advisor who has been in the industry since November 13, 2008. Erika is currently registered with LPL Financial LLC in Chandler, Arizona. Erika has previously been employed at BMO Harris Financial Advisors, Inc. in Chandler, Arizona, Wells Fargo Advisors, LLC in Mesa, Arizona, Wells Fargo Investments, LLC in Mesa, Arizona and Banc One Securities Corporation in Chicago, Illinois. Erika has a Series 63 license, Series 7 license and Series 6 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
03/24/2021 - Present
LPL Financial LLC (CHANDLER AZ)
AZ
02/03/2016 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (CHANDLER AZ)
AZ
09/30/2010 - 01/21/2016
WELLS FARGO ADVISORS, LLC (MESA AZ)
AZ
04/12/2010 - 09/30/2010
WELLS FARGO INVESTMENTS, LLC (MESA AZ)
IL
10/11/2001 - 03/20/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 05/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/08/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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