Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erika? Claim Your ProfileErika Kusaba is a securities professional with over 8 years of experience in the financial services industry. Currently, Erika Kusaba is registered with Smbc Nikko Securities America, Inc. located in NEW YORK, NY. Erika Kusaba has passed the Series 7, Series 63, and SIE exams. Erika Kusaba has been licensed to sell securities in 51 states. Erika Kusaba was previously registered with Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/04/2018 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
09/19/2010 - 10/23/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 10/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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