Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erika? Claim Your ProfileErika Sullivan is a financial advisor with Steward Partners Investment Advisory, LLC, a firm that provides financial advisory services to individuals, corporations, and institutional clients. Erika has been in the financial services industry since 2007 and has held several positions with firms like Wells Fargo Clearing Services, LLC and Raymond James Financial Services, INC. She is licensed to provide financial services in multiple states and holds the Series 7, Series 63, Series 65, and SIE licenses. Erika is a Certified Financial Planner and focuses her advice on Retirement Planning, Investment Planning, Education Planning, and Estate Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/26/2018 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
NH
04/26/2018 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (PORTSMOUTH NH)
NH
06/06/2014 - 04/30/2018
WELLS FARGO CLEARING SERVICES, LLC (PORTSMOUTH NH)
MA
01/04/2010 - 05/19/2014
WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)
MA
09/24/2007 - 01/04/2010
EVERGREEN INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 11/13/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/5/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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