Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erika? Claim Your ProfileErika Lyn Kennedy is a financial professional with over 8 years of experience in the financial services industry. Erika is currently registered with Foreside Funds Distributors LLC as a Broker-Dealer. Erika has a diverse background, having previously worked for ALPS Distributors, Inc. and Nuveen Securities, LLC. Erika is licensed in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/30/2023 - Present
Foreside Funds Distributors LLC (BOCA RATON FL)
CO
08/22/2017 - 07/21/2023
ALPS DISTRIBUTORS, INC. (DENVER CO)
IL
04/04/2016 - 08/15/2017
NUVEEN SECURITIES, LLC (CHICAGO IL)
MA
08/13/2015 - 02/25/2016
ALPS DISTRIBUTORS, INC. (Waltham MA)
BC
Issued 09/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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