Unclaimed
Erika Zabler is a financial professional with over 15 years of experience in the industry. Erika is currently registered as a registered representative with Nuveen Asset Management, LLC and holds various licenses and certifications, including Series 7, Series 24, Series 52, and Series 53. Erika has previously worked with Thrivent Investment Management Inc. and Thrivent Financial for Lutherans. Erika specializes in providing financial advice to individuals, businesses, investment companies, pooled investment vehicles and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
08/26/2022 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
MN
11/09/2006 - 11/27/2020
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 11/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/15/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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