Unclaimed
Erika Lea Conaway is a financial advisor with Raymond James Financial Services, Inc. and has been in the financial services industry since February 26, 2015. Erika Lea Conaway is registered with FINRA and has a Series 6 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
09/29/2022 - Present
Raymond James Financial Services, Inc. (Colorado Springs CO)
CO
02/27/2015 - 09/29/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLORADO SPGS CO)
BC
Issued 05/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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