Unclaimed
Erika Babbitt is a financial advisor with National Financial Services LLC, a firm based in Smithfield, RI. Erika has been in the financial services industry since 2001 and has a Series 7, Series 63 and SIE licenses. Erika's experience includes working at Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
08/27/2007 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
01/01/2001 - 12/06/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 05/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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