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Erika James

Foundations Investment Advisors LLC

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About Erika James

Erika James is a financial advisor registered with Foundations Investment Advisors LLC. Erika has been in the industry for over 17 years, starting her career with Ameritas Investment Corp. in 2009. Erika holds a Series 6, Series 63, and Series 65 license. Erika focuses on providing financial planning, educational seminars, and portfolio management for individuals. Erika also provides selection of other advisors services.

Firm Information

Erika James is currently registered with Foundations Investment Advisors LLC. Foundations Investment Advisors LLC is an investment advisory firm located in Phoenix, AZ. With over $6.7 billion in regulatory assets under management, the firm provides financial planning, educational seminars, and portfolio management services to individuals, high-net-worth individuals, and corporations. The firm is registered with the SEC and has a team of 187 licensed agents and investment advisor representatives.
Foundations Investment Advisors LLC

4050 E. COTTON CENTER BLVD.

PHOENIX, AZ 85040

$6.71B

Assets Under Management

Not reported

Total Clients

203

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Erika James’s Registration & Firm History

AZ

01/27/2025 - Present

Foundations Investment Advisors LLC (PHOENIX AZ)

CA

05/06/2011 - 08/13/2013

ROYAL ALLIANCE ASSOCIATES, INC. (WALNUT CREEK CA)

CA

10/30/2009 - 05/19/2011

AMERITAS INVESTMENT CORP. (MARTINEZ CA)

CA

09/27/2005 - 11/04/2009

SAMMONS SECURITIES COMPANY, LLC (MARTINEZ CA)

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Licenses & Designations

IA

Issued 03/20/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/03/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Erika James.
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