Unclaimed
Erika Gaura is a registered representative with Foreside Fund Services, LLC. Erika has been in the industry since February 22, 2016, and is registered in Maine. Erika holds the Series 66, Series 7, and SIE exams. Erika's previous employer was LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
ME
01/26/2017 - Present
Foreside Fund Services, LLC (PORTLAND ME)
ME
02/23/2016 - 01/26/2017
LPL FINANCIAL LLC (PORTLAND ME)
BOTH
Issued 08/31/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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