Unclaimed
Erika Kam is a financial professional with over 20 years of experience in the industry. Erika holds her Series 66, Series 7 and SIE licenses. Erika is currently registered with Safra Securities LLC in Florida and New York. Previously, Erika has worked with a variety of firms including BCI Securities, Inc., Principal Securities, Inc., Hapoalim Securities USA, Inc., Princor Financial Services Corporation, Colonial Brokerage, Inc., and FISERV Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/22/2024 - Present
Safra Securities LLC (AVENTURA FL)
FL
09/12/2019 - 03/12/2024
BCI SECURITIES, INC. (MIAMI FL)
FL
04/30/2014 - 09/19/2019
PRINCIPAL SECURITIES, INC. (Miramar FL)
FL
02/09/2010 - 03/31/2014
HAPOALIM SECURITIES USA, INC. (AVENTURA FL)
NY
03/31/2008 - 12/31/2008
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
FL
05/23/2005 - 04/18/2007
PRINCOR FINANCIAL SERVICES CORPORATION (MIAMI FL)
AL
01/23/2002 - 11/19/2003
COLONIAL BROKERAGE, INC. (MONTGOMERY AL)
TX
10/23/2001 - 01/22/2002
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
BOTH
Issued 11/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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