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Erika F Kam

Safra Securities LLC

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About Erika F Kam

Erika Kam is a financial professional with over 20 years of experience in the industry. Erika holds her Series 66, Series 7 and SIE licenses. Erika is currently registered with Safra Securities LLC in Florida and New York. Previously, Erika has worked with a variety of firms including BCI Securities, Inc., Principal Securities, Inc., Hapoalim Securities USA, Inc., Princor Financial Services Corporation, Colonial Brokerage, Inc., and FISERV Investor Services, Inc.

Firm Information

Erika Kam is currently registered with Safra Securities LLC. Safra Securities LLC, a Limited Liability Company formed in 2009, is registered with the SEC and in 42 states. The firm has been involved in 2 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erika Kam’s Registration & Firm History

FL

04/22/2024 - Present

Safra Securities LLC (AVENTURA FL)

FL

09/12/2019 - 03/12/2024

BCI SECURITIES, INC. (MIAMI FL)

FL

04/30/2014 - 09/19/2019

PRINCIPAL SECURITIES, INC. (Miramar FL)

FL

02/09/2010 - 03/31/2014

HAPOALIM SECURITIES USA, INC. (AVENTURA FL)

NY

03/31/2008 - 12/31/2008

HAPOALIM SECURITIES USA, INC. (NEW YORK NY)

FL

05/23/2005 - 04/18/2007

PRINCOR FINANCIAL SERVICES CORPORATION (MIAMI FL)

AL

01/23/2002 - 11/19/2003

COLONIAL BROKERAGE, INC. (MONTGOMERY AL)

TX

10/23/2001 - 01/22/2002

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 11/14/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erika F Kam.
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