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Erika Charlot

BNP Paribas Securities Corp.

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About Erika Charlot

Erika Charlot is a financial professional with over 20 years of experience in the industry. She is currently registered with BNP Paribas Securities Corp. and is active in the broker-dealer and investment advisor channels. Erika has a strong background in the securities industry, having previously worked with firms such as PFS Investments Inc., TD Waterhouse Investor Services, Inc. and R. J. Thompson Securities, Inc. Erika has a wide range of knowledge and experience in the financial services industry.

Firm Information

Erika Charlot is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erika Charlot’s Registration & Firm History

NJ

01/03/2018 - Present

BNP Paribas Securities Corp. (Jersey City NJ)

GA

12/18/2006 - 03/13/2007

PFS INVESTMENTS INC. (DULUTH GA)

NE

07/20/1999 - 01/12/2005

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NJ

02/26/2003 - 01/29/2004

R. J. THOMPSON SECURITIES, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 09/03/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Erika Charlot.
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