Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erika? Claim Your ProfileErika Wachholz is a financial advisor associated with Ameriprise Financial Services, LLC, and has been in the industry since December 1998. Erika has a Series 6, 7, 10, 24, 63, and 66 licenses. Erika currently holds registrations in Iowa, Minnesota, Nebraska, Texas, and Wisconsin. Erika's previous affiliations include Riversource Fund Distributors, Inc., Riversource Distributors, Inc., IDS Life Insurance Company, Wachovia Securities, LLC, Prudential Securities Incorporated, and Edward Jones. Erika's firm has assets under management between $1 billion and $10 billion. Ameriprise Financial Services, LLC, offers various investment and financial planning services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
03/26/2020 - Present
Ameriprise Financial Services, LLC (Spencer IA)
MN
05/12/2010 - 04/20/2015
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
01/02/2009 - 05/12/2010
RIVERSOURCE FUND DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
11/01/2008 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
12/17/2003 - 07/22/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
12/17/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MO
07/01/2003 - 10/03/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
07/11/2002 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
08/06/2001 - 06/11/2002
EDWARD JONES (ST. LOUIS MO)
MN
05/26/1998 - 08/06/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/26/1998 - 08/06/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/08/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/21/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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