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Erika Ashley Nicholes

Prudential Annuities Distributors, Inc.

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About Erika Ashley Nicholes

Erika Ashley Nicholes is a financial professional registered with Prudential Annuities Distributors, Inc. Erika has been in the financial services industry since 2022. Erika holds the Series 63, SIE and Series 6TO licenses and is currently registered with the FINRA. Erika is licensed in 21 states.

Firm Information

Erika Nicholes is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Erika Nicholes’s Registration & Firm History

PA

03/11/2024 - Present

Prudential Annuities Distributors, Inc. (Fort Washington PA)

PA

07/12/2022 - 11/22/2022

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Dresher PA)

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Licenses & Designations

BC

Issued 04/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2022

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Erika Ashley Nicholes. Review regulatory record here.
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