Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Heavey is a financial advisor with over 16 years of experience. Erik is currently registered with First Trust Advisors LP, a firm located in Wheaton, Illinois. Erik has been with First Trust Advisors LP since 2011. Erik previously held positions at Guggenheim Funds Distributors, Inc. in Lisle, Illinois, U.S. Bancorp Investments, Inc. in Glen Ellyn, Illinois, and Thrivent Investment Management Inc. in Downers Grove, Illinois. Erik has extensive experience in the financial services industry and is dedicated to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
04/10/2012 - Present
First Trust Advisors LP (WHEATON IL)
IL
03/17/2008 - 12/06/2011
GUGGENHEIM FUNDS DISTRIBUTORS, INC. (LISLE IL)
IL
08/17/2007 - 03/13/2008
U.S. BANCORP INVESTMENTS, INC. (GLEN ELLYN IL)
IL
11/09/2005 - 08/20/2007
THRIVENT INVESTMENT MANAGEMENT INC. (DOWNERS GROVE IL)
BOTH
Issued 04/05/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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