Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Walker is a financial professional based in Lake Mary, FL, who has been in the financial industry since 2014. Erik is currently registered with Robinhood Securities, LLC and Robinhood Financial, LLC. Previously, Erik was registered with Ally Invest Securities LLC in Charlotte, NC. Erik is licensed to conduct business in North Carolina. Erik has passed the Series 3, 4, 63, 7, and 24 exams and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/20/2022 - Present
Robinhood Securities, LLC (Lake Mary FL)
NC
07/10/2014 - 09/09/2021
ALLY INVEST SECURITIES LLC (CHARLOTTE NC)
BC
Issued 07/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2016
Series 24 - General Securities Principal Examination
BC
Issued 06/22/2015
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2017
Series 3 - National Commodity Futures Examination
BC
Issued 07/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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