Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Huff is a financial advisor based in AUSTIN, TX. Erik is currently registered with Kestra Advisory Services, LLC. Erik has been in the financial industry since 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/21/2017 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
NY
03/04/2015 - 08/06/2015
FOREFRONT CAPITAL MARKETS LLC (NEW YORK NY)
NY
03/03/2014 - 09/03/2014
FOREFRONT CAPITAL MARKETS LLC (NEW YORK NY)
TX
12/03/2009 - 03/28/2013
TRANSCEND CAPITAL (AUSTIN TX)
TX
02/02/2007 - 11/25/2009
NFP SECURITIES, INC. (AUSTIN TX)
TX
11/01/1999 - 02/05/2007
CYBERTRADER, INC. (AUSTIN TX)
MA
03/30/1998 - 11/23/1999
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
MA
04/23/1997 - 04/02/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/23/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
02/26/1997 - 04/03/1997
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
MI
03/01/1996 - 12/19/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 01/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 09/20/2011
Series 3 - National Commodity Futures Examination
BC
Issued 02/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/28/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/29/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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