Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Timothy Flaig is an active advisor with LPL Financial LLC. Erik has been in the industry since 1993. Erik has worked for several financial institutions including J.P. Morgan Securities LLC, Raymond James Financial Services, Inc., PNC Investments, NatCity Investments, Inc., Fifth Third Securities, Inc., and The Huntington Investment Company. Erik is registered in 10 states: Arizona, Florida, Georgia, Indiana, Kentucky, Ohio, Pennsylvania, Texas, and is a resident of Texas. Erik holds the following licenses: Series 6, 7, 26, 63, and 66, and the SIE. Erik offers financial planning, consulting, and other non-discretionary advisory services, pension consulting, educational seminars, and selection of other advisors. Erik's office is located in Winchester, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
04/16/2024 - Present
LPL Financial LLC (WINCHESTER KY)
KY
02/05/2014 - 10/25/2018
J.P. MORGAN SECURITIES LLC (LEXINGTON KY)
KY
12/20/2010 - 01/21/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRANKFORT KY)
KY
11/13/2009 - 02/11/2010
PNC INVESTMENTS (LEXINGTON KY)
KY
06/10/2003 - 11/13/2009
NATCITY INVESTMENTS, INC. (LEXINGTON KY)
OH
07/24/2001 - 06/03/2003
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
11/01/1994 - 06/18/2001
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
GA
11/24/1992 - 11/22/1994
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 02/28/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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