Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Klefos is a registered representative with Sanders Morris LLC. Erik has been in the securities industry since 1984. Erik has a strong track record of providing financial advice to individual investors. Erik's primary focus is on providing financial planning and portfolio management services to high-net-worth individuals. Prior to joining Sanders Morris LLC, Erik worked at Wunderlich Securities, Inc. and Sanders Morris Harris Inc. Erik holds a Series 66, Series 65 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
05/09/2017 - Present
Sanders Morris LLC (HOUSTON TX)
TX
12/14/2012 - 05/08/2017
WUNDERLICH SECURITIES, INC. (HOUSTON TX)
TX
03/21/1995 - 12/17/2012
SANDERS MORRIS HARRIS INC. (HOUSTON TX)
NJ
01/01/1991 - 04/08/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
11/17/1989 - 01/01/1991
ROTAN MOSLE INC.
NY
05/14/1988 - 11/25/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
07/26/1984 - 05/14/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 01/05/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1986
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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