Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Stevens is a financial advisor registered with Raymond James Financial Services Advisors, Inc. in Smithtown, NY. Erik has over 8 years of experience in the financial services industry. Erik has a Series 7, Series 31, and Series 66 license. Erik is also registered as an Investment Advisor Representative in New York. Erik's previous employment includes roles at CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and RVW Wealth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
06/21/2024 - Present
Raymond James Financial Services Advisors, Inc. (Smithtown NY)
NY
07/12/2021 - 10/31/2022
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
10/16/2014 - 10/31/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/20/2018 - 01/03/2020
CITI PRIVATE ADVISORY, LLC (New York NY)
BOTH
Issued 09/14/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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