Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Thompson is a registered representative with Fidelity Brokerage Services LLC. Erik has passed the Series 7, Series 63, and SIE exams. Erik is licensed to provide securities services in all 50 states, the District of Columbia, and Puerto Rico. Erik is actively registered in all these jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
03/10/2023 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 04/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Erik Thompson is the right advisor for you? Invested Better is here to help.
