Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Simonsen is a financial advisor with Raymond James & Associates, Inc. Erik has been in the financial services industry since 1992. Erik has a strong background in providing financial advice to individuals, businesses, and institutions. Previous employers of Erik include Morgan Keegan & Company, Inc., Banc of America Securities LLC, William R. Hough & Co., Wachovia Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Shawmut Brokerage, Inc., SBS Discount Brokerage and Shearson Lehman Brothers Inc. Erik is registered in Colorado, Connecticut, Florida, Illinois, Massachusetts, New York, Rhode Island and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
08/03/2012 - Present
Raymond James & Associates, Inc. (WELLESLEY MA)
MA
10/07/2008 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (WELLESLEY MA)
MA
04/20/2001 - 10/16/2008
BANC OF AMERICA SECURITIES LLC (BOSTON MA)
FL
01/08/2001 - 04/23/2001
WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)
NC
08/23/1995 - 10/31/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
03/03/1994 - 01/17/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
04/08/1991 - 05/01/1992
SHAWMUT BROKERAGE, INC.
NA
05/31/1990 - 04/08/1991
SBS DISCOUNT BROKERAGE
NA
03/03/1987 - 12/07/1987
SHEARSON LEHMAN BROTHERS INC.
BC
Issued 07/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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