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Erik Scott Finwall

Voya Investment Management Co. LLC

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About Erik Scott Finwall

Erik Finwall is a registered investment advisor with Voya Investment Management Co. LLC. Erik has been in the securities industry since 1999 and is licensed to provide investment advice in 53 states. Erik has a wide range of experience in the investment industry, including working with insurance companies, investment companies, charitable organizations, and other investment advisors. Erik's specializations include portfolio management for businesses, individuals, investment companies and pooled investment vehicles.

Firm Information

Erik Finwall is currently registered with Voya Investment Management Co. LLC. Voya Investment Management Co. LLC is an investment advisor registered with the SEC and has offices in NEW YORK, NY. Voya Investment Management Co. LLC manages over $241 billion in assets for a variety of clients, including individuals, corporations, and institutional investors. The firm offers a range of advisory services, including portfolio management for individuals, businesses, pooled investment vehicles, and investment companies. They also publish periodicals and select other advisors for clients. Voya Investment Management Co. LLC participates in wrap fee programs.
Voya Investment Management Co. LLC

230 PARK AVENUE

NEW YORK, NY 10169

$241.81B

Assets Under Management

8

Total Clients

76

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Erik Finwall’s Registration & Firm History

NY

11/06/2014 - Present

Voya Investment Management Co. LLC (NEW YORK NY)

TX

04/21/1999 - 03/15/2004

VAN KAMPEN FUNDS INC. (HOUSTON TX)

SC

05/05/1998 - 04/14/1999

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

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Licenses & Designations

BOTH

Issued 02/15/2008

Series 66 - Uniform Combined State Law Examination

IA

Issued 12/20/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erik Scott Finwall.
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