Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Scott Cohen is a financial advisor with over 16 years of experience in the industry. Currently, Erik is registered with Guggenheim Securities, LLC. Prior to this, Erik was employed by Ladenburg Thalmann & Co. Inc., Punk, Ziegl & Company, L.P., and Bear Wagner Specialists LLC. Erik is Series 7, Series 25, and SIE licensed. Erik is registered in 16 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/17/2010 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
05/02/2008 - 08/19/2010
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
NY
06/26/2007 - 05/13/2008
PUNK, ZIEGEL & COMPANY, L.P. (NEW YORK NY)
NY
07/24/2006 - 06/18/2007
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
BC
Issued 04/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/17/2006
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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