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Erik Scott Abraham

Pruco Securities, LLC

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About Erik Scott Abraham

Erik Abraham is a financial advisor currently registered with Pruco Securities, LLC. Erik has over 18 years of experience in the financial services industry. Erik has been working in the financial industry since April 2005, and has experience working for Allianz Life Financial Services, LLC, Emerson Equity LLC, and Fidelity Investments. Erik is registered with the state of Florida as both a Broker Dealer and an Investment Advisor Representative. Erik holds several securities licenses including Series 7, 6, 63, and 66. Erik focuses on providing investment advice to individuals, corporations and high net worth individuals. Erik's primary areas of focus are retirement planning, college planning, and estate planning.

Firm Information

Erik Abraham is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Erik Abraham’s Registration & Firm History

FL

10/09/2024 - Present

Pruco Securities, LLC (Orlando FL)

FL

12/22/2021 - 04/23/2024

FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)

CA

05/30/2018 - 01/24/2020

EMERSON EQUITY LLC (SAN MATEO CA)

MN

12/09/2008 - 01/02/2018

ALLIANZ LIFE FINANCIAL SERVICES, LLC (GOLDEN VALLEY MN)

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Licenses & Designations

BOTH

Issued 03/11/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/21/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/23/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erik Scott Abraham.
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