Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Schwarz is a financial advisor with over 17 years of experience in the industry. Erik currently works with LPL Financial LLC and has held previous positions with M&T Securities, INC. and First Investors Corporation. Erik is a Certified Financial Planner and Chartered Financial Consultant with a focus on providing financial planning, portfolio management, and consulting services to individuals, businesses, and charitable organizations. Erik is licensed to provide financial services in a range of states including New York, Texas, and Florida. Erik’s areas of specialization include investments, retirement planning, college savings, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/10/2020 - Present
LPL Financial LLC (ROCHESTER NY)
NY
04/21/2006 - 04/28/2010
M&T SECURITIES, INC. (EAST ROCHESTER NY)
NY
02/22/2005 - 03/22/2006
FIRST INVESTORS CORPORATION (ROCHESTER NY)
IA
Issued 12/15/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/28/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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