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Erik Robert Lichty

Northwestern Mutual Investment Services, LLC

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About Erik Robert Lichty

Erik Robert Lichty is a financial advisor with Northwestern Mutual Investment Services, LLC. Erik has been in the financial services industry since 2011. Erik is registered with the state of Texas as a Registered Representative. He holds Series 7, 9, 10, 63, and 66 licenses and the SIE certification. In addition to his current position, Erik also owns and operates ERL Family LLC, a financial advising company. Erik has experience working with a variety of clients, including banking or thrift institutions and high-net-worth individuals. Erik's clients can expect to receive personalized advice and investment services, including referrals to other advisors and investment research.

Firm Information

Erik Lichty is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Erik Lichty’s Registration & Firm History

TX

11/04/2013 - Present

Northwestern Mutual Investment Services, LLC (ADDISON TX)

TX

07/28/2011 - 09/04/2013

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BOTH

Issued 11/01/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/09/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/28/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Erik Robert Lichty.
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