Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Depalma is a financial professional with over 16 years of experience in the industry. He is currently registered with Fidelity Brokerage Services LLC and holds Series 7, 24, 63, 99TO and SIE licenses. Erik has previously worked with UBS Financial Services Inc. and National Financial Services LLC. He was registered with UBS Financial Services Inc. from 06/30/2022 to 07/25/2023 and with National Financial Services LLC from 06/13/2007 to 06/21/2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/16/2023 - Present
Fidelity Brokerage Services LLC (JERSEY CITY NJ)
NJ
06/30/2022 - 07/25/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NJ
06/13/2007 - 06/21/2022
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
BC
Issued 06/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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