Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Ambrose is a financial advisor with Wallachbeth Capital LLC, located in Boca Raton, Florida. Erik has been in the securities industry since 1995. Erik has a broad range of experience, having worked with several firms in the past, including UNX, Inc., Potomac Securities, Inc., IAI Securities, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Erik is licensed to sell securities in 13 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/01/2009 - Present
Wallachbeth Capital LLC (BOCA RATON FL)
MN
10/03/2000 - 10/19/2007
UNX, INC. (EXCELSIOR MN)
MD
01/07/2000 - 08/29/2000
POTOMAC SECURITIES, INC. (BETHESDA MD)
MN
02/02/1995 - 01/13/1998
IAI SECURITIES, INC. (MINNEAPOLIS MN)
MN
10/10/1991 - 12/14/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/10/1991 - 12/14/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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