Unclaimed
Erik Putnam is a registered representative with Bessemer Investor Services, Inc. and is registered with the Financial Industry Regulatory Authority (FINRA). Erik has been in the securities industry since 2013. Erik is currently located in West Palm Beach, FL. Erik Putnam is a licensed securities professional with a Series 3, 7, and 63 license. Erik has a total of 22 active state licenses and 1 active FINRA registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/21/2019 - Present
Bessemer Investor Services, Inc. (WEST PALM BEACH FL)
NY
06/10/2013 - 07/30/2018
BESSEMER INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 07/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2018
Series 3 - National Commodity Futures Examination
BC
Issued 07/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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