Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Peterson is a financial advisor with LPL Financial LLC. Erik has been in the financial services industry since 2014. Erik holds Series 7, Series 9, Series 10, Series 63, Series 65, and Series 99TO securities licenses and is registered in 55 states. Erik is experienced in providing financial planning, portfolio management, and other advisory services for individuals and businesses. Erik has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, Wells Fargo Clearing Services, LLC, SagePoint Financial, Inc., and OSAIC WEALTH, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ND
04/03/2024 - Present
LPL Financial LLC (Fargo ND)
AZ
02/14/2023 - 03/25/2024
OSAIC WEALTH, INC. (SCOTTSDALE AZ)
NE
02/14/2023 - 03/25/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
GA
02/14/2023 - 03/25/2024
TRIAD ADVISORS LLC (ATLANTA GA)
MN
02/14/2023 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
02/14/2023 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
02/13/2023 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
ND
09/29/2022 - 02/13/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARGO ND)
WA
08/13/2014 - 08/22/2022
WELLS FARGO CLEARING SERVICES, LLC (SEATTLE WA)
IA
Issued 07/25/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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