Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Mogavero is a financial advisor with over 25 years of experience in the financial services industry. Erik is currently registered with Nuveen Securities, LLC. Erik has held previous positions with Deutsche AM Distributors, Inc., Nomura Securities International, Inc., Goldman, Sachs & Co., AIG Equity Sales Corp., OCC Distributors, and CIBC Oppenheimer. Erik has a Series 63, Series 7, and Series 24 license. Erik has also earned the Securities Industry Essentials (SIE) designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/01/2017 - Present
Nuveen Securities, LLC (New York NY)
NY
05/13/2013 - 08/16/2017
DEUTSCHE AM DISTRIBUTORS, INC. (NEW YORK NY)
NY
04/04/2011 - 04/23/2013
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/01/2007 - 04/08/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
01/19/2000 - 10/01/2007
AIG EQUITY SALES CORP. (NEW YORK NY)
NY
10/31/1997 - 11/25/1998
OCC DISTRIBUTORS (NEW YORK NY)
NY
03/16/1995 - 11/26/1997
CIBC OPPENHEIMER (NEW YORK NY)
BC
Issued 07/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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