Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Pedersen is a financial advisor with over 20 years of experience in the industry. Erik has held roles at several reputable firms including Fidelity Brokerage Services LLC, UBS Financial Services Inc. and HighTower Securities, LLC. Erik currently works as a registered representative for Charles Schwab & Co., Inc. in Seattle, Washington. Erik is a Certified Financial Planner and holds several professional licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
WA
11/13/2023 - Present
Charles Schwab & CO., Inc. (Seattle WA)
IL
08/13/2019 - 10/20/2023
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
WA
07/17/2017 - 08/19/2019
UBS FINANCIAL SERVICES INC. (BELLEVUE WA)
CO
12/13/2013 - 07/10/2017
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
UT
06/05/2012 - 12/09/2013
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
UT
02/09/2004 - 06/04/2012
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
MN
11/04/2003 - 12/11/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/04/2003 - 12/11/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
RI
10/12/2000 - 04/30/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 11/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 08/07/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/26/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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