Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Erik? Claim Your ProfileErik Leff is a registered representative with Vanguard Marketing Corp., which has a branch office in Scottsdale, Arizona. Erik has been in the industry for over 20 years and has held previous positions with UnionBanc Investment Services, LLC, Robinhood Financial, LLC, TD Ameritrade, Inc. and Wave Securities, LLC. Erik is licensed in all 50 states and holds the Series 7, Series 7TO, Series 63 and SIE licenses. Erik is dedicated to providing clients with personalized investment advice and wealth management solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
01/02/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
11/17/2022 - 09/05/2023
UNIONBANC INVESTMENT SERVICES, LLC (TEMPE AZ)
AZ
04/13/2021 - 05/06/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
IL
05/21/2020 - 10/27/2020
TD AMERITRADE, INC. (CHICAGO IL)
IL
08/27/2001 - 10/01/2002
WAVE SECURITIES, LLC (CHICAGO IL)
NE
10/03/2000 - 06/29/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 06/01/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/11/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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